CA, with min 2yrs of exp, as Manager - Internal Audit, at a Financial Services Major - Mumbai
financial Service
Experience : 2years - 5 years
Salary: 0.0 Lacs - 0.0 Lacs
Location: India, Mumbai,
Job Validity: 2021-08-24
Functional Skills: Internal Audit
Job Type : Permanent
Industry : Financial_Services
Qualification : Chartered Accountant,
Role : CA, with min 2yrs of exp, as Manager - Internal Audit, at a Financial Services Major - Mumbai

Job Description

Designation: Manager - Internal Audit

Grade: M3

Line Manager: Head– Internal Audit 

No. of Positions: 1

Location:   Mumbai – Thane

Mobility Required (Yes/No) : Yes

 

JOB DIMENSIONS

Responsible for handling team:  Yes

Contact or Interaction with:

Junior / Mid-Level Management

Travel Required: Yes

Roles reporting into this role (Direct/Indirect): NA

Process Owner: Internal Audit

 

Position Type: Full time

 

 

JOB PURPOSE

Ensure timely completion of audits

Ensure quality in audits

Ensure appropriate documentation in audit working papers

 

JOB RESPONSIBILITIES

  • Assist in preparation of the Risk Based Internal Audit Plan
  • Conducting a comprehensive audit program including management, system, financial, compliance and operational audits
  • Overall performance of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures.
  • Conducting interview, reviewing documents, developing and administering surveys, composing summary, memos, and preparing working papers.
  • Identification, development and documentation of audit issues and recommendations.
  • Draft internal Audit reports and communicate effectively to management
  • Develops and maintains productive client, staff, management, through individual contacts and group meetings.
  • Knowledge of CAATs and carrying out extensive data analytic techniques (Knowledge of Excel, Idea, ACL, SAP)
  • Pursues professional development opportunities, including internal and external training and professional association memberships, and shares information gained with co-workers
  • Assist in timely completion of internal audits as per the defined process / methodology
  • Provide audit administration support
  • Assist in preparation for Pre-Audit Committee and Audit Committee meetings
  • Adhere to quality initiative within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP)
  • Compliance with International Professional Practice framework & standards

 

 

FUNCTIONAL COMPETENCY FOR THE ROLE

Competency

B

I

A

E

Governance, Risk & Compliance

  •  

 

 

 

Internal Audit Process

  •  

 

 

 

Internal Audit Management

  •  

 

 

 

Business Acumen

  •  

 

 

 

Improvement & Innovation

  •  

 

 

 

Quality Assurance

  •  

 

 

 

JOB CHALLENGES / SPECIAL REQUIREMENTS

Specialized Job Competencies:

  • Technical Skills (IT and Analytical)
  • Governance, Risk and Compliance
  • Highly refined analytical skills to quickly review and analyze business processes to identify control deficiencies as well as business operating problems and opportunities.
  • Thorough understanding of GAAP, RBI Regulations, and IIA Standards for the Professional Practice of Internal Auditing.
  • Ability to development and demonstrate the effective use of financial systems and controls to facilitate the execution of risk-based audits.
  • Ability to engage and maintain collaborative working relationships.
About Company

Posted by
Admin
Posted Industry
Financial_Services
Job Code
005370
Location
Mumbai
Posted on
26 May 2021
Views
122
Applications
3